E*ASSIST LAUNCHES FORM GENERATION AND MANAGEMENT SOLUTION
Company Launches Auto-Fill and Auto-File Applications
New State-of-the-Art Form Filling and Filing Tools Deliver Efficiency and Convenience to Registered Reps and Broker-Dealer Firms
New York, NY – June 24, 2008 – E*Assist has launched complementary solutions for form generation and management. The Auto-fill application increases rep and back-office efficiency by pre-populating forms with account information from the E*Assist platform. The Auto-file tool automatically creates a record on the system, which is permanently archived and accessible to supervisors and compliance officers. Auto-Fill and Auto-File improve rep productivity and efficiency while increasing B-D firm control. These new core capabilities are available to all users of the E*Assist platform.
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E*ASSIST INTRODUCES VARIABLE ANNUITY EXCHANGE CALCULATORS
TOOLS EVALUATE PROFITABILITY AND ADDRESS RULE 2821
CHICAGO, IL – May 21, 2008 – E*Assist launched two complimentary online calculators that enable registered representatives to compare the profitability of variable annuity products and to evaluate the financial outcome of conducting a 1035 exchange. The announcement was made today at SIFMA’s Fourth Annual Independent Firms Conference. The calculators can be accessed here. The first calculator evaluates a deferred variable annuity exchange, or a 1035 exchange, by performing a cost-benefit analysis of switching from one variable annuity to another potentially more lucrative VA product. The second calculator empowers registered representatives to instantly determine the best product for clients that are new to variable annuities by comparing the financial benefit of two proposed deferred variable annuities.
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E*ASSIST DELIVERS “RULE 2821 COMPLIANCE SOLUTION” IN TIME FOR MAY FIFTH DEADLINE
Compliance and Supervisory System Provides Investment Advisors and Supervisors Turn-Key Solution for Meeting FINRA Rule 2821 Regulations
New York, NY - March 26, 2008 -- Broker-dealers have less than six weeks to establish a system for meeting FINRA Rule 2821, which governs deferred variable annuities. E*Assist (www.eassistllc.com), a provider of business growth and compliance management solutions for the registered representative and financial advisor community, today announced a technology solution customized to provide broker-dealer firms a turn-key, automated, and auditable solution that fulfills the requirements of Rule 2821.
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E*ASSIST APPOINTS JEREMY CONDIE PRESIDENT
Company Hires Financial Services Executive to Drive Continued Growth
New York, NY - March 3, 2008 -- E*Assist, a provider of business growth and compliance management solutions for the financial advisor community, today announced the appointment of Jeremy Condie as President. Based in the New York office, Condie will be responsible for driving growth and profitability, and overseeing company strategy, sales, and marketing.
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E*ASSIST DELIVERS SOLUTION TO FINRA COMPLIANCE MANDATE
FINRA CEO Announces Top Priority: Protecting Senior Investors From Fraud
E*Assist Monitoring, Reporting, and Tracking Capabilities Ensures Compliance, Client Service and Peace of Mind
New York, NY - February 20, 2008 -- Last week Mary Shapiro, the CEO of the Financial Industry Regulatory Authority, reaffirmed that one of FINRA’s top priorities is protecting senior investors from fraud. E*Assist, a provider of business growth and compliance management solutions for the financial advisor community, has responded with a technology platform that gives broker-dealer firms and their compliance officers a real-time view of advisor performance and compliance activity. The E*Assist solution enables broker-dealer firms to fully automate the process of monitoring performance and fulfilling compliance obligations to protect seniors and all other clients. Click here for full release:
February 4, 2008 - E*Assist appears in Investment News describing its compliance solution |
